As a Business Assurance / Compliance Officer, you will be instrumental in maintaining our high standards of service. This key role requires a dedicated and knowledgeable professional with Diploma status (working towards) in financial services. You'll be responsible for quality assurance and pre-approvals of high-risk business across a wide range of wealth management products, ensuring adherence to regulatory and business standards.
Key Responsibilities:
- Identify and research trends leading to training needs or product amendments.
- Provide feedback and technical support to management teams.
- File checking, risk assessment, and ensuring compliance in all cases